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Accounting Manager - Onsite & Day Shift (Taguig City)

Salary undisclosed

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We are looking for a Accounting Manager with strong experience in financial management and regulatory compliance within the brokerage industry. The ideal candidate will ensure the accuracy of financial statements, manage regulatory submissions, and maintain compliance with industry standards, including PSE, SEC, CMIC, and Anti-Money Laundering rules. This role requires an eye for detail, strong knowledge of industry regulations, and effective financial oversight skills.

Key Responsibilities:

Oversee the preparation and accuracy of financial statements, ensuring comprehensive records, including:

  • Bank Reconciliation Reports
  • Trial Balance
  • Subsidiary ledgers
  • Supporting documents
  • Review financial operations and develop policies to ensure compliance with:
  • PSE, SEC, CMIC regulations
  • Anti-Money Laundering Act
  • Internal company regulations
  • Monitor and ensure timely preparation and submission of critical reports, including:
  • Stock position reconciliation: Ensuring accurate reconciliation of stock positions
  • Risk-Based Capital Adequacy Ratio Report: Ensure the firm's ratios meet regulatory requirements
  • Net Liquid Capital Requirement: Maintain the necessary levels of net liquid capital
  • Aggregate Indebtedness Compliance: Ensure compliance with regulatory limits on aggregate indebtedness
  • Other securities-related reports such as Blotter records, Customer ledgers, Detailed Collateral Valuation Schedules, Records of Cash, and Margin Accounts
  • Assist with audits, inspections, and investigations by relevant regulatory bodies
  • Stay updated with changes in laws, regulations, and industry standards that affect brokerage firms
  • Oversee the budgeting process and financial planning, ensuring alignment with company goals
  • Review tax matters related to securities to ensure compliance and accuracy
  • Perform any other tasks assigned to support the organization's objectives

Requirements:

  • Bachelor’s degree in Finance, Accounting, Economics, or a related field
  • CPA license required
  • Minimum of 3 years of experience in accounting within a stockbroking firm
  • Extensive knowledge of Corporate Governance requirements and principles of risk management and compliance
  • Up-to-date with changes in relevant laws, regulations, and industry standards
  • Strong understanding of regulatory guidelines and security policies within the brokerage industry
  • Excellent attention to detail, with strong organizational and compliance monitoring skills
  • Ability to ensure timely submission of mandatory reports and filings to regulatory authorities

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