Senior Business Consultant in Investment Compliance
Salary undisclosed
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Who We Are:
For over 50 years, we have worked closely with investment and asset managers to become the world’s leading provider of integrated investment management solutions. We are 3,000+ colleagues with a broad range of nationalities, educations, professional experiences, ages, and backgrounds.
SimCorp is an independent subsidiary of the Deutsche Börse Group. Following the recent merger with Axioma, we leverage the combined strength of our brands to provide an industry-leading, full, front-to-back offering for our clients.
SimCorp is an equal-opportunity employer. We are committed to building a culture where diverse perspectives and expertise are integrated into our everyday work. We believe in the continual growth and development of our employees, so that we can provide best-in-class solutions to our clients
Why is this role important to us:
We are looking for a Business Consultant in Investment Compliance to join our SaaS Delivery team. This role is crucial as it supports our goal to provide first-rate investment compliance solutions to our clients. Qualified candidates should have a background and familiarity with the UCITS regulatory framework or similar.
As part of our team, you will be involved in maintaining and enhancing our investment compliance solutions. You will work closely with experienced colleagues who are experts in investment compliance, promoting an environment of continuous learning and knowledge sharing. This collaborative approach allows us to keep up with the regulatory landscape and deliver significant value to our clients.
By joining us, you will contribute to the growth and success of our SaaS Delivery team. You will ensure our platform remains up-to-date with the latest regulations, providing our clients with reliable and comprehensive compliance monitoring. Your expertise will be instrumental in expanding our reach and impact across new and existing markets.
This position offers a special opportunity to work with a diverse team and gain exposure to different market units around the world. You will be part of a forward-thinking organization that values innovation, collaboration, and excellence. Together, we will elevate the quality of our investment compliance solutions and support our clients in navigating the complex regulatory environment.
What you will be responsible for:
SimCorp offers several benefits that might play a significant factor in considering whether to accept a job offer. Since we operate in 30+ offices worldwide, the benefits package may vary from country to country.
Take advantage of this section and indicate the most-valued benefits for candidates, considering training and certification, as well as benefits that can improve a candidate's work-life balance, such as flexible hours, vacation time, work-from-home options, etc. Please note that this may not be possible for multiple location postings due to the difference in benefits.
Next steps:
Please send us your application in English via our career site as soon as possible, we process incoming applications continually. Please note that only applications sent through our system will be processed. At SimCorp, we recognize that bias can unintentionally occur in the recruitment process. To uphold fairness and equal opportunities for all applicants, we kindly ask you to exclude personal data such as photo, age, or any non-professional information from your application. Thank you for aiding us in our endeavor to mitigate biases in our recruitment process.
If you are interested in being a part of SimCorp but are not sure this role is suitable, submit your CV anyway. SimCorp is on an exciting growth journey, and our Talent Acquisition Team is ready to assist you discover the right role for you. The approximate time to consider your CV is three weeks.
We are eager to continually improve our talent acquisition process and make everyone’s experience positive and valuable. Therefore, during the process we will ask you to provide your feedback, which is highly appreciated.
For over 50 years, we have worked closely with investment and asset managers to become the world’s leading provider of integrated investment management solutions. We are 3,000+ colleagues with a broad range of nationalities, educations, professional experiences, ages, and backgrounds.
SimCorp is an independent subsidiary of the Deutsche Börse Group. Following the recent merger with Axioma, we leverage the combined strength of our brands to provide an industry-leading, full, front-to-back offering for our clients.
SimCorp is an equal-opportunity employer. We are committed to building a culture where diverse perspectives and expertise are integrated into our everyday work. We believe in the continual growth and development of our employees, so that we can provide best-in-class solutions to our clients
Why is this role important to us:
We are looking for a Business Consultant in Investment Compliance to join our SaaS Delivery team. This role is crucial as it supports our goal to provide first-rate investment compliance solutions to our clients. Qualified candidates should have a background and familiarity with the UCITS regulatory framework or similar.
As part of our team, you will be involved in maintaining and enhancing our investment compliance solutions. You will work closely with experienced colleagues who are experts in investment compliance, promoting an environment of continuous learning and knowledge sharing. This collaborative approach allows us to keep up with the regulatory landscape and deliver significant value to our clients.
By joining us, you will contribute to the growth and success of our SaaS Delivery team. You will ensure our platform remains up-to-date with the latest regulations, providing our clients with reliable and comprehensive compliance monitoring. Your expertise will be instrumental in expanding our reach and impact across new and existing markets.
This position offers a special opportunity to work with a diverse team and gain exposure to different market units around the world. You will be part of a forward-thinking organization that values innovation, collaboration, and excellence. Together, we will elevate the quality of our investment compliance solutions and support our clients in navigating the complex regulatory environment.
What you will be responsible for:
- Configure, test, and maintain investment restrictions in SimCorp Dimension (Compliance Manager).
- Utilize application tools in SimCorp Dimension and Configuration Manager for data import/export (configuration and data).
- Create, import, and maintain sample data for configuration testing.
- Transform client requirements into configuration-based solutions in SimCorp Dimension.
- Perform and document release/unit tests for established and new compliance rules.
- Deliver detailed documentation containing business information, standard configuration, testing, and changes performed for investment restrictions (configured in SimCorp’s Compliance Manager).
- Write, review, and update procedures.
- Support clients during implementation projects and afterwards.
- Consistently participate in knowledge exchange with colleagues on an international level.
- Design and deliver comprehensive solutions to meet client requirements, model operational workflows around SimCorp Dimension, customize and deliver standard configuration solutions, and develop new solutions.
- Customize standard components to meet client requirements.
- Enhance and optimize existing solutions.
- Assist clients in developing overall test strategies and test plans, and support them in conducting test cases, troubleshooting, and resolving issues.
- Perform configuration hand-over to colleagues and clients.
- Broad financial market knowledge gained through several years of experience, particularly in the financial sector in one of the following fields: Front Office, Back Office, Accounting, Fund Accounting, Consulting, Professional Services within the financial sector, or an implementation role for a software vendor.
- Working knowledge of investment fund regulations.
- Experience with defining investment restrictions and trading limits in financial IT systems.
- Familiarity with a broad range of asset classes and financial instrument types, including derivatives.
- Proficient communication skills, especially in virtual collaboration (and in asynchronous communication).
- Fluency in English.
- Deep sense of ownership, diligence, and commitment to delivering quality business outcomes.
- Ability to organize well in a distributed environment with diverse and varied tasks.
- A degree in Finance, Economics, Physics, Mathematics, Law, Science, Engineering or relevant
- Ability to work independently with minimal supervision while maintaining appropriate levels of collaboration and cooperation with other team members.
- Drive to optimize, develop, and innovate around solutions and processes.
- CFA level 1-3, GARP or PRMIA
- Microsoft Power BI
- SQL knowledge
- Practical experience in compliance systems like Sentinel, MIG21, etc.
- General Business Analysis / Project Management exposure
- Knowledge of front office or back-office processes and financial transaction workflows
- High-level understanding of requirements gathering sessions
- High-level understanding of projects and their lifecycle for the role of a project member
- Additional language skills: German, French, Italian, Nordic languages.
SimCorp offers several benefits that might play a significant factor in considering whether to accept a job offer. Since we operate in 30+ offices worldwide, the benefits package may vary from country to country.
Take advantage of this section and indicate the most-valued benefits for candidates, considering training and certification, as well as benefits that can improve a candidate's work-life balance, such as flexible hours, vacation time, work-from-home options, etc. Please note that this may not be possible for multiple location postings due to the difference in benefits.
Next steps:
Please send us your application in English via our career site as soon as possible, we process incoming applications continually. Please note that only applications sent through our system will be processed. At SimCorp, we recognize that bias can unintentionally occur in the recruitment process. To uphold fairness and equal opportunities for all applicants, we kindly ask you to exclude personal data such as photo, age, or any non-professional information from your application. Thank you for aiding us in our endeavor to mitigate biases in our recruitment process.
If you are interested in being a part of SimCorp but are not sure this role is suitable, submit your CV anyway. SimCorp is on an exciting growth journey, and our Talent Acquisition Team is ready to assist you discover the right role for you. The approximate time to consider your CV is three weeks.
We are eager to continually improve our talent acquisition process and make everyone’s experience positive and valuable. Therefore, during the process we will ask you to provide your feedback, which is highly appreciated.
- SimCorp proudly announces the official certification of its Manila Delivery Center as a Great Place To Work, a remarkable achievement within just two and a half years of operations. This certification, which was acquired in November 2023, underscores SimCorp's effort to cultivating a workplace that is not only inclusive and collaborative but also committed to the personal and professional growth of its employees
Who We Are:
For over 50 years, we have worked closely with investment and asset managers to become the world’s leading provider of integrated investment management solutions. We are 3,000+ colleagues with a broad range of nationalities, educations, professional experiences, ages, and backgrounds.
SimCorp is an independent subsidiary of the Deutsche Börse Group. Following the recent merger with Axioma, we leverage the combined strength of our brands to provide an industry-leading, full, front-to-back offering for our clients.
SimCorp is an equal-opportunity employer. We are committed to building a culture where diverse perspectives and expertise are integrated into our everyday work. We believe in the continual growth and development of our employees, so that we can provide best-in-class solutions to our clients
Why is this role important to us:
We are looking for a Business Consultant in Investment Compliance to join our SaaS Delivery team. This role is crucial as it supports our goal to provide first-rate investment compliance solutions to our clients. Qualified candidates should have a background and familiarity with the UCITS regulatory framework or similar.
As part of our team, you will be involved in maintaining and enhancing our investment compliance solutions. You will work closely with experienced colleagues who are experts in investment compliance, promoting an environment of continuous learning and knowledge sharing. This collaborative approach allows us to keep up with the regulatory landscape and deliver significant value to our clients.
By joining us, you will contribute to the growth and success of our SaaS Delivery team. You will ensure our platform remains up-to-date with the latest regulations, providing our clients with reliable and comprehensive compliance monitoring. Your expertise will be instrumental in expanding our reach and impact across new and existing markets.
This position offers a special opportunity to work with a diverse team and gain exposure to different market units around the world. You will be part of a forward-thinking organization that values innovation, collaboration, and excellence. Together, we will elevate the quality of our investment compliance solutions and support our clients in navigating the complex regulatory environment.
What you will be responsible for:
SimCorp offers several benefits that might play a significant factor in considering whether to accept a job offer. Since we operate in 30+ offices worldwide, the benefits package may vary from country to country.
Take advantage of this section and indicate the most-valued benefits for candidates, considering training and certification, as well as benefits that can improve a candidate's work-life balance, such as flexible hours, vacation time, work-from-home options, etc. Please note that this may not be possible for multiple location postings due to the difference in benefits.
Next steps:
Please send us your application in English via our career site as soon as possible, we process incoming applications continually. Please note that only applications sent through our system will be processed. At SimCorp, we recognize that bias can unintentionally occur in the recruitment process. To uphold fairness and equal opportunities for all applicants, we kindly ask you to exclude personal data such as photo, age, or any non-professional information from your application. Thank you for aiding us in our endeavor to mitigate biases in our recruitment process.
If you are interested in being a part of SimCorp but are not sure this role is suitable, submit your CV anyway. SimCorp is on an exciting growth journey, and our Talent Acquisition Team is ready to assist you discover the right role for you. The approximate time to consider your CV is three weeks.
We are eager to continually improve our talent acquisition process and make everyone’s experience positive and valuable. Therefore, during the process we will ask you to provide your feedback, which is highly appreciated.
For over 50 years, we have worked closely with investment and asset managers to become the world’s leading provider of integrated investment management solutions. We are 3,000+ colleagues with a broad range of nationalities, educations, professional experiences, ages, and backgrounds.
SimCorp is an independent subsidiary of the Deutsche Börse Group. Following the recent merger with Axioma, we leverage the combined strength of our brands to provide an industry-leading, full, front-to-back offering for our clients.
SimCorp is an equal-opportunity employer. We are committed to building a culture where diverse perspectives and expertise are integrated into our everyday work. We believe in the continual growth and development of our employees, so that we can provide best-in-class solutions to our clients
Why is this role important to us:
We are looking for a Business Consultant in Investment Compliance to join our SaaS Delivery team. This role is crucial as it supports our goal to provide first-rate investment compliance solutions to our clients. Qualified candidates should have a background and familiarity with the UCITS regulatory framework or similar.
As part of our team, you will be involved in maintaining and enhancing our investment compliance solutions. You will work closely with experienced colleagues who are experts in investment compliance, promoting an environment of continuous learning and knowledge sharing. This collaborative approach allows us to keep up with the regulatory landscape and deliver significant value to our clients.
By joining us, you will contribute to the growth and success of our SaaS Delivery team. You will ensure our platform remains up-to-date with the latest regulations, providing our clients with reliable and comprehensive compliance monitoring. Your expertise will be instrumental in expanding our reach and impact across new and existing markets.
This position offers a special opportunity to work with a diverse team and gain exposure to different market units around the world. You will be part of a forward-thinking organization that values innovation, collaboration, and excellence. Together, we will elevate the quality of our investment compliance solutions and support our clients in navigating the complex regulatory environment.
What you will be responsible for:
- Configure, test, and maintain investment restrictions in SimCorp Dimension (Compliance Manager).
- Utilize application tools in SimCorp Dimension and Configuration Manager for data import/export (configuration and data).
- Create, import, and maintain sample data for configuration testing.
- Transform client requirements into configuration-based solutions in SimCorp Dimension.
- Perform and document release/unit tests for established and new compliance rules.
- Deliver detailed documentation containing business information, standard configuration, testing, and changes performed for investment restrictions (configured in SimCorp’s Compliance Manager).
- Write, review, and update procedures.
- Support clients during implementation projects and afterwards.
- Consistently participate in knowledge exchange with colleagues on an international level.
- Design and deliver comprehensive solutions to meet client requirements, model operational workflows around SimCorp Dimension, customize and deliver standard configuration solutions, and develop new solutions.
- Customize standard components to meet client requirements.
- Enhance and optimize existing solutions.
- Assist clients in developing overall test strategies and test plans, and support them in conducting test cases, troubleshooting, and resolving issues.
- Perform configuration hand-over to colleagues and clients.
- Broad financial market knowledge gained through several years of experience, particularly in the financial sector in one of the following fields: Front Office, Back Office, Accounting, Fund Accounting, Consulting, Professional Services within the financial sector, or an implementation role for a software vendor.
- Working knowledge of investment fund regulations.
- Experience with defining investment restrictions and trading limits in financial IT systems.
- Familiarity with a broad range of asset classes and financial instrument types, including derivatives.
- Proficient communication skills, especially in virtual collaboration (and in asynchronous communication).
- Fluency in English.
- Deep sense of ownership, diligence, and commitment to delivering quality business outcomes.
- Ability to organize well in a distributed environment with diverse and varied tasks.
- A degree in Finance, Economics, Physics, Mathematics, Law, Science, Engineering or relevant
- Ability to work independently with minimal supervision while maintaining appropriate levels of collaboration and cooperation with other team members.
- Drive to optimize, develop, and innovate around solutions and processes.
- CFA level 1-3, GARP or PRMIA
- Microsoft Power BI
- SQL knowledge
- Practical experience in compliance systems like Sentinel, MIG21, etc.
- General Business Analysis / Project Management exposure
- Knowledge of front office or back-office processes and financial transaction workflows
- High-level understanding of requirements gathering sessions
- High-level understanding of projects and their lifecycle for the role of a project member
- Additional language skills: German, French, Italian, Nordic languages.
SimCorp offers several benefits that might play a significant factor in considering whether to accept a job offer. Since we operate in 30+ offices worldwide, the benefits package may vary from country to country.
Take advantage of this section and indicate the most-valued benefits for candidates, considering training and certification, as well as benefits that can improve a candidate's work-life balance, such as flexible hours, vacation time, work-from-home options, etc. Please note that this may not be possible for multiple location postings due to the difference in benefits.
Next steps:
Please send us your application in English via our career site as soon as possible, we process incoming applications continually. Please note that only applications sent through our system will be processed. At SimCorp, we recognize that bias can unintentionally occur in the recruitment process. To uphold fairness and equal opportunities for all applicants, we kindly ask you to exclude personal data such as photo, age, or any non-professional information from your application. Thank you for aiding us in our endeavor to mitigate biases in our recruitment process.
If you are interested in being a part of SimCorp but are not sure this role is suitable, submit your CV anyway. SimCorp is on an exciting growth journey, and our Talent Acquisition Team is ready to assist you discover the right role for you. The approximate time to consider your CV is three weeks.
We are eager to continually improve our talent acquisition process and make everyone’s experience positive and valuable. Therefore, during the process we will ask you to provide your feedback, which is highly appreciated.
- SimCorp proudly announces the official certification of its Manila Delivery Center as a Great Place To Work, a remarkable achievement within just two and a half years of operations. This certification, which was acquired in November 2023, underscores SimCorp's effort to cultivating a workplace that is not only inclusive and collaborative but also committed to the personal and professional growth of its employees