Compliance Officer

The position is primarily responsible for ensuring that the business unit's operations comply with all the relevant regulatory requirements and internal policies. This position plays a key role in minimizing compliance risk and promoting a culture of compliance across all levels.

Duties and responsibilities:

• Monitor and analyze evolving regulatory requirements impacting Agency Banking.
• Serve as the primary liaison between the business unit and regulatory authorities (internal and external) regarding Agency Banking compliance matters.
• Create and maintain comprehensive documentation of policies and procedures for Agency Banking.
• Ensure that all policies are effectively communicated and regularly updated.
• Establish and maintain a monitoring system to defer potential compliance violations.
• Conduct thorough due diligence on potential agents and partners to evaluate risk profile.
• Design and deliver compliance training programs including new onboarding programs for Agency Banking personnel and agents, ensuring awareness and understanding of compliance obligations.
• Performs other tasks that may be assigned from time to time.

Qualifications:

• Bachelor's degree holder in Finance, Business Administration, Law, Economics, or any related field.
• At least 3 years of experience in compliance and risk management roles, preferably within the banking or financial services industry.
• Familiarity with regulatory frameworks relevant to Agency Banking, such as anti-money laundering (AML), know your customer (KYC), and consumer protection regulations.
• Must be willing to work onsite and be assigned in Ortigas.

The position is primarily responsible for ensuring that the business unit's operations comply with all the relevant regulatory requirements and internal policies. This position plays a key role in minimizing compliance risk and promoting a culture of compliance across all levels.

Duties and responsibilities:

• Monitor and analyze evolving regulatory requirements impacting Agency Banking.
• Serve as the primary liaison between the business unit and regulatory authorities (internal and external) regarding Agency Banking compliance matters.
• Create and maintain comprehensive documentation of policies and procedures for Agency Banking.
• Ensure that all policies are effectively communicated and regularly updated.
• Establish and maintain a monitoring system to defer potential compliance violations.
• Conduct thorough due diligence on potential agents and partners to evaluate risk profile.
• Design and deliver compliance training programs including new onboarding programs for Agency Banking personnel and agents, ensuring awareness and understanding of compliance obligations.
• Performs other tasks that may be assigned from time to time.

Qualifications:

• Bachelor's degree holder in Finance, Business Administration, Law, Economics, or any related field.
• At least 3 years of experience in compliance and risk management roles, preferably within the banking or financial services industry.
• Familiarity with regulatory frameworks relevant to Agency Banking, such as anti-money laundering (AML), know your customer (KYC), and consumer protection regulations.
• Must be willing to work onsite and be assigned in Ortigas.